FINRA is authorized by Congress to protect America's investors by making sure the broker-dealer industry operates fairly and honestly. They oversee more than 624,000 brokers across the country—and analyze billions of daily market events. They use innovative AI and machine learning technologies to keep a close eye on the market and provide essential support to investors, regulators, policymakers and other stakeholders. FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.

SCIA visited FINRA to conduct US-China securities arbitration exchange.